Volume VI, Issue 2, Article 5 (August, 2000)
The Power Therapies: A proposed mechanism for their action and suggestions
for future empirical validation
Michael Lamport Commons
Department of Psychiatry
Harvard Medical School
Key words: Power Therapies, Interruption of Attention,
Respondent Conditioning, Habits, Operant conditioning, Fear
ABSTRACT
Power Therapies claim to achieve rapid results in
reducing fear elicited by a large number of situations.is paper presents
a theory of how competition among stimuli may be the basis for how the
Power Therapies work. The compelling features of these therapies are that
they all interrupt old habits and conditioned reflexes and provide new
habits and conditioning. Therefore, many of the protocols involve overcoming
prior-stimulus dominance. In addition to proposing a mechanism for these
therapies, this article also reveals that, despite superficial differences,
power therapies fundamentally accomplish the same thing.T hese therapies
reduce the intensify of emotional responses elicited by stimuli associated
with trauma. It is proposed that they accomplish this end through
working at the subcortical level of brain activity to interrupt the negative
emotional responses elicited by the trauma stimuli.
Power
Therapies constitute a general category unto themselves within the field
of psychotherapy, and they have become an alternative to traditional behavioral
and psychodynamic psychotherapeutic techniques in the treatment of trauma.
These therapies include: Eye Movement Desensitization and Reprocessing
(EMDR), developed by Francine Shapiro (Shapiro, 1995); Thought Field Therapy
(TFT), developed by Roger Callahan and W. Callahan (Callahan, 1995); Emotional
Freedom Techniques (EFT), developed by Gary Craig (1997); Visio/Kinesthetic
Dissociation (V/KD), developed by Bandler (Bandler & Grinder, 1979,
Cameron-Bandler, 1978); and Traumatic Incident Reduction (TIR), developed
by Frank Gerbode (1989). They may be most closely akin to the cognitive-behavior
therapies in that they share an interest in directly reducing fear, and
they require the use of extensive manuals prescribing the steps to be used
in treatment. They are called Power Therapies because they are reported
to work rapidly and efficaciously.
Power
therapies appear to utilize other, more rapid and more powerful means of
interrupting associated negative emotionality than traditional cognitive-behavioral
or psychodynamic therapy techniques employ (Wolpe & Lazarus, 1976).
Their proponents claim to need only 1-3 sessions, whereas traditional therapies
may require months or years of treatment, to effect substantial, sometimes
even dramatic, improvements.
The Power Therapies
Traumatic
Incident Reduction (TIR) (French & Gerbode, 1995; Gerbode, 1989, 1995)
is a systematic method of locating, reviewing, and resolving traumatic
events that is used in "relieving a wide range of fears, limiting beliefs,
suffering due to losses (including unresolved grief and mourning), depression,
and other PTSD symptoms" (Gerbode, 1995). Although the technique emerged
from psychoanalytic theory and desensitization methods, it has evolved
into a "person-oriented and non-judgmental" course of treatment. Its proponents
claim that the use of TIR has resulted in the successful causal de-linking
of painful life-event memories from distressful symptoms.
Eye Movement
Desensitization and Reprocessing (EMDR) (Shapiro, 1989, 1995) is a complex
treatment methodology which combines various aspects of the major theoretical
orientations (e.g., psychodynamic, behavioral, cognitive, physiological,
interactional, and client-centered) with a dual-attention stimulus to help
reprocess "dysfunctionally stored experiences" (Shapiro, 1989). It is used
as part of a comprehensive treatment plan by adequately trained clinicians
experienced in working PTSD sufferers and people with related problems.
EMDR therapy addresses the disturbing life experiences and trauma that
contribute to a wide range of problems, as well as in treating PTSD symptoms.
EMDR consists of eight phases, numerous procedural elements, and a set
of protocols designed to address specific client complaints, such as fear
and insomnia. It is somewhat misnomered, since, in addition to eye movements,
hand-taps or tones can be and are, in fact, used in its procedural technique.
Visio/Kinesthetic
Dissociation (V/KD) (Bandler & Grinder, 1979, Cameron-Bandler, 1978)
involves temporarily induced dissociation from the negative feelings associated
with traumatic memory through visual review of the traumatic event(s) from
a different perspective. These techniques may include: a) directed "meta-self-visualization"
(i.e., having subjects "see themselves seeing themselves" in the traumatic
scene), b) alteration of such elements as perspective, proximity, movement,
etc., and c) the induced awakening in the subjects of understandings or
resources needed to promote resolution while, at the same time, emotionality
is reduced. This visual review may be like watching a movie scene from
various camera positions. This procedure is later followed by directed
re-association and maintenance of the "learnings" acquired during the dissociation
phase (Gallo, 1996a).
Its supporters
maintain that kinesthetic dissociation differs fundamentally from the global
type of generalized dissociation associated with PTSD, dissociative amnesia,
fugue, and identity disorder, depersonalization disorder, etc. Unlike global
dissociation that causes severe disruptions of various integrative functions,
V/KD D only causes "a shift in one's perception of a memory from associated
(i.e., as if one is reliving the experience) to dis-associated (i.e., not
experiencing the memory in an associated manner)" (Gallo, 1996a). It is
claimed that V/KD D, alone among the Power Therapies, promotes this "outside
observer" position directly (Cameron-Bandler, 1978), whereas other Power
Therapies may achieve this only indirectly.
Thought
Field Therapy (TFT) (Callahan, 1995) handles trauma with the aid of an
"algorithm," which is a set of rules for solving a problem in a finite
number of steps. The procedure includes client interview with an immediate
recording of a patient-reported SUD (subjective unit of disturbance) (Callahan,
1995) rating when he or she recalls the trauma, a series of eye-movements
and -rollings, and numbered tappings at various points of the body (collar
bone, arm pits, full extent of the hand, etc.) The algorithm has been updated
to incorporate later discoveries. There are reportedly two advanced
levels of TFT as well: the causal-diagnostic level and the voice-technology
level. The latter Callahan claims to be a nearly perfect therapy.
Emotional
Freedom Techniques (EFT) (Craig, 1997) claim to be an emotional healing
technique for trauma, PTSD, phobias, grief, anger, guilt, anxiety, etc.,
that is also capable of dramatically relieving many physical symptoms,
such as pain, headaches, and asthma. EFT claims a) to relieve symptoms
through a "seemingly strange (but scientific) routine" which employs tapping
with the fingertips on various body locations, b) to "often" do the job
in minutes, c) to produce long-lasting results where other techniques fail
entirely, d) to have a success rate of "typically 80% or better", and e)
to have only positive side effects (e.g., cognition change in a healthy
direction). Though derived from TFT, EFT requires only one comprehensive
tapping routine to treat all emotional and physical problems as opposed
to the 10 or 15 individualized tapping routines required for TFT.
Relative Effectiveness of Power Therapies Debated
Some
researchers assert that the Power Therapies have been relatively more effective
at dealing with and lessening the problems associated with Post Traumatic
Stress Disorder (PTSD) than classic dynamic, behavioral and cognitive therapies,
which have enjoyed some success in the treatment of PTSD (Van der Kolk,
1987; Van der Kolk, Boyd, Crystal, & Greenberg, 1985).
In a
review of 17 different previous studies, some that lasted for up to 2 years
and in total involved nearly 700 patients, Sherman (1998) found that some
Power Therapies were "indeed effective in reducing symptoms of depression
and anxiety" as well as other PTSD symptoms such as avoidance (of reminders
of traumatic events) or arousal (sudden attacks of panic or anger). He
found that the effects of treatment were extensive--up to 43% of patients
lost all symptoms--and were maintained long term, even after treatment
was discontinued.
Shapiro
(1989) claimed treatment outcomes for EMDR include cessation of pronounced
symptoms, achievement of insights, cognitive restructuring. Moreover,
she reports that success rates as high as 84-90% have been achieved with
single-trauma victims diagnosed with PTSD after only three sessions on
the basis of her studies just previous to 1989. Figley & Carbonell
(1996) and Carbonell and Figley (1999) found that the four Power Therapies
that they shared a relatively high success rate of lowering fear in a short
period of time. These were: Traumatic Incident Reduction (TIR), Visual
Kinesthetic/Disassociation (VK/D), Eye Movement Desensitization and Reprocessing
(EMDR), and Thought Field Therapy (TFT).
Most
of the therapies differ regarding the details of treatment procedures and
protocols. But the claim made in this present article is that there exists
some commonality regarding how certain Power Therapies achieve their results.
In light of this claim, researchers need to consider whether there are
some fundamental processes common to all the Power Therapies and to identify
these processes in order to understand why these therapies are effective
and to determine whether they might, in fact, make some contribution to
the therapeutic process.
We then
need to design research hypotheses to move toward the development of an
overall theory of Power Therapy treatment in the future. The purpose of
this article, then, is to begin this process by examining a few common
aspects of certain Power Therapies. Not reviewed are the possible strengths
and weaknesses of these therapies or their relative effectiveness, and
hence will not attempt to explain how each works in its entirety. Readers
are invited to suspend their usual expectations of authoritative corroboration
in return for an open-minded examination of the issues involved.
Shell Shock, Battle Fatigue, and Post-Traumatic
Stress Disorders
These
therapies emerged from the advances made during the last century in identifying
and diagnosing a combat-related disorder called "shell shock" during World
War I and "battle fatigue" during World War II. During the Vietnam War,
the disorder became known as PTSD (see Lipton, 1994 for a review).
Subsequently, the diagnosis for this disorder was extended to encompass
symptoms associated with a wide range of traumatic events and people involved
in such events (e.g., Herman, 1992; Van der Kolk, 1987; Van der Kolk, Boyd,
Crystal, & Greenberg, 1985).
PTSD
has been characterized as an "abnormal or extreme psychological response
to trauma that results in long-term depression, anxiety, flashbacks and
avoidance behaviors" ("Psychotherapy helps," 1998). When soldiers returning
from the Vietnam War reported experiencing such symptoms, the modern form
of the illness was brought to public attention in the U.S. through the
media. One theory (Grossman, 1995) of why there were more reports of such
symptoms has to do with increased firing of weapons and subsequent killing.
Switching from paper bulls-eye targets to cutouts of solders to dummies,
increased the rate of firing at actual people. It should be kept in mind
that 85% of American soldiers on the line in Vietnam fired their weapons,
as opposed to 15% in World War II. Consequently, soldiers killed or witnessed
the killing of more people (Grossmann, 1995). Hence, there may have been
a higher incidence of PTSD in the Vietnam War because more soldiers killed
people up close in Vietnam than in WW’s I or II.
The psychotherapeutic
sciences have not yet arrived at a set definition of "trauma," either definitions
of traumatic events or traumatic stress. Specific criteria for defining
traumatic stress etiology remains controversial in spite of the DSMs attempts..
The problem is that particular events or series of events that are often
seen as precursors to traumatic stress are neither necessary nor sufficient
for a diagnosis of PTSD as evidenced by discussions on the Traumatic-Stress
email discussion group. Some people show no memory or ill effects from
exposure to those events (Williams, 1994).
Because
firm cause-and-effect relationships for pre-PTSD events have not been established,
at present we are limited to drawing careful, but less scientifically rigorous,
associations. These associations are between a) the symptoms that we collectively
class as indicators of PTSD and b) given establishable events that have
taken place in the lives of patients diagnosed as “PTSD”-sufferers prior
to the appearance of those symptoms in them. In addition, to no determined
PTSD outcome for certain traumatizing events one is faced with the social
fact of the heretofore unrecognized traumatizers. It has been observed
on the Trauma-Stress email list, that some people are not diagnosed with
PTSD even though they show most the symptoms listed in DSM-IV. These people
may have experienced previous traumas that do not fit the traditional notion
of abuse, such as abandonment, neglect, and witnessing abuse, death, or
torture of others. For example, until recently, even sexual abuse was not
considered a traumatic event in and of itself. Even without an operationalizable
definition of abuse, one can work with the co-defined pair of abuse and
trauma— that which has preceded as a historical cause and that which we
now see as symptoms.
Common Characteristics of Power Therapies
Although
Power Therapies differ widely in treatment methods, I assert here that
they all share some characteristics in responding to the symptomatic behavior
of posttraumatic stress sufferers. All use a) repetitive sensory-motor
acts (eye movements, tapping at designated body points, etc.), b) "traumatic
triggers" called elicitors for emotional behavior and emitters for discriminative
stimuli for avoidance behavior, c) treatment protocols for the procedures
that describe (1) what emotional behavior to interrupt with stimuli and
treat, or in other words, what disturbances are treatable with the given
procedures, (2) instructions for the timing of various movements (both
TFT and EFT, however, still have unclear rules for choosing which points
along the body/at which to tap), (3) follow-up procedures after short-term
treatment to maintain or recover benefits achieved during treatment.
Reciprocal Inhibition in Cognitive-behavioral
Treatment
The systematic
desensitization achieved by having someone engage in progressive relaxation
activities while reviewing segments of a traumamay inhibit anxiety. Reciprocal
inhibition (Wolpe, 1958) refers to a relaxation response (an unconditioned
response-UR) to be attached to an emotional response in order to produce
a new conditioned response (CR) to the original conditioned stimulus (CS)
and other conditional stimuli (CS's). In other words, the presentation
simultaneously or nearly simultaneously of the CS that elicits relaxation
cancels the effect of the other CS's that elicit anxiety. It has been well
established that Reciprocal Inhibition in traditional behavior therapy
does not always work in cases of trauma, because the old brain processes
interrupt and the fear CS elicits such powerful emotional responses that
reciprocal inhibition can not even begin to take place.
How Power Therapies May Make the Reduction of
Anxiety More Likely
In this
article, it is proposed that subcortically based mechanisms underlie all
of the power therapies. These mechanisms should involve subcortical blocking.
In order to understand subcortical blocking, we need to understand a number
of innovative theories about how both learning or conditioning and unlearning
work. It is assumed here that conditioned fear results from exposure to
painful stimuli. The pain may be due to either the addition of events or
the removal (loss) of events. Because the mechanism underlying these therapies
basically consists of unlearning the responses that are acquired in painful
situations, much of my discussion will focus on how unlearning (including
extinction, stimulus competition, response competition, etc.) takes place.
Historical Learning Theory
Conditioning and Unlearning
In order
to understand the Power Therapies' proposed mechanism for anxiety reduction,
it is useful to review two different traditions within early learning theories.
One tradition led to what we now know as classical (or respondent) conditioning.
Pavlov (1927) described classical conditioning, relearning, and unlearning
as the loss of a "behavioral trait", or extinction. Pavlov thought that
during conditioning, associations formed between external unconditioned
stimuli.
(US)
that already elicited an unconditioned response (UR) and previously neutral
stimuli (NS) that preceded the unconditioned external stimuli. After conditioning,
the new stimulus (CS) would also elicit portions of the unconditioned response.
Extinction of the power of the new stimulus to elicit the conditioned response
would occur if the unconditioned stimulus did not follow the conditioned
stimulus. This is the origin of the notion that extinction of a response
occurs when the reinforcing stimulus (US) is no longer presented.
After
Pavlov, various notions of extinction of fear and avoidance were set forth.
For example, Watson and Rayner (1920) extended Pavlov's work by studying
fear reactions in the infant “Albert”. The child was exposed to aversive
stimuli, such as a loud clanging noise (US), in conjunction with initially
nonaversive stimuli or neutral stimulus (NS), for example a white rabbit
and, later, other similar objects like white cotton. These researchers
named the fear behaviors to previously neutral stimuli conditioned emotional
responses or reactions (CER).
Some
deemed Watson and Rayner’s explanation of fear problematic because the
statement of causation of the unconditioned behavior had in itself no foundation
in evidence. They assert that without knowledge of why the "precipitating
event" elicited fear (i.e., that which caused an emotional reaction in
the first instance) the statement avails little. Nevertheless, research
in CER (Conditional Emotional Response) theory constitutes a model for
understanding the relationship between ongoing operant behavior (behavior
controlled by consequences) and the effect of conditioned emotional responses
overlaid upon it. The conditioned emotional behavior is overlaid
by presenting a CS (like the white cotton in Albert’s case) during some
operant behavior. Like the Power Therapies under review here, CER involves
the interruption of emotional response and the further conditioning of
a new, incompatible response to SD/CS (Discriminative Stimulus (Cue)/Conditioned
Stimulus). A SD (Cue) sets the occasion for an operant behavior that will
be reinforced. In its presence, the operant behavior is more likely and
more rapid. The presentation of a cue is often followed by an appropriate
response that is then reinforced. The same stimulus may also elicit some
conditioned response. An example of conditioning would be the pairing of
two stimuli: looking at an anti-anxiety drug before taking (Neutral Stimulus--NS)
it and experiencing a reduction in fear or anxiety (US) after taking the
drug. The neutral stimulus becomes a new conditioned stimulus for anxiety
reduction.
A separate
tradition led to what has become instrumental (operant) conditioning procedure.
Thorndike (1913) suggested that a response to a stimulus was imprinted
by the formation of associations between stimuli, responses, and rewards.
At first he thought punishment could undo learning but later gave that
notion up. In subsequent arguments put forth by Hull (1943, 1952) and Skinner
(1937, 1938), classical (respondent) extinction had the same outcome. That
is, when the unconditioned fear-producing stimulus no longer followed the
environmental stimulus, the conditioned association tended to weaken. In
the instrumental (operant) case for extinction, Hull and then Spence (1956)
argued that failing to follow a response with a reward (reinforcer) would
weaken responding (Skinner, 1938).
Skinner
(1953, 1956) argued that failing to follow a response by punishment would
lead to the return of the response. This means that the extinction of punishment
was like the extinction of reinforcement. During extinction, in the reinforcement
case, the response disappears and, in the punishment case, it reappears.
This notion constitutes an argument for the extinction of operant punishment
analogous to the one for respondent conditioning.
It was
believed that extinction is the result of removal of a conditioned stimulus,
and this belief seemed to be true for simple reward or punishment. It did
not appear to work, however, for avoidance situations. There are situations
in which the organism may emit a response that allows it simply to avoid
a punishment. Nevertheless, Skinner (1972) argued that, if a response could
avoid or delay punishment, simply removing the punishment would not lead
to extinction of the response. This was later confirmed in studies by Solomon
and Wynne (1953, 1954), who found that exposure to a CS was necessary for
extinction, but that exposure to a CS alone would not cause it.
In Solomon
and Wynne's study, dogs were first placed into a chamber where they had
to jump a barrier in order to obtain food. Whenever they jumped over the
barrier, they were shocked. Subsequently, the dogs stopped jumping over
the barrier. After a while, shock was no longer administered as a correlate
of the dogs' jumping the barrier. The dogs might then be expected to re-acquire
jumping behavior, if food could be obtained on the other side and the shocks
were not powerful enough to cause them to freeze up. Nevertheless, the
dogs would no longer jump the barrier. Thus, a simple extinction procedure
did not result in an appreciable weakening of fear and avoidance. It was
demonstrated, therefore, that, in the presence of avoidance, simple extinction
itself is not possible. From an operant viewpoint, a genuine extinction
procedure would, in this instance, be the delivery of shock whether the
dog jumped the barrier or not. This procedure would uncouple what the dogs
did from whether they received shock. In the wake of these pivotal findings,
all modern therapies have come to be based on the presentation of the CS
in order to extinguish associated fear and to overcome avoidance.
Behavior Therapy and Behavior Modification
The earliest
attempts to explain the fact that the removal of punishment does not lead
to reduction of fear or avoidance behavior produced two main types of behavior
therapies: traditional behavior therapies, such as progressive relaxation
or deep-muscle relaxation (e.g. Lazarus, 1976; Wolpe, 1958; Wolpe &
Lazarus, 1966), and offshoots such as reality therapy (Ellis & Harper,
1975), reality therapy (Glasser, 1965), Cognitive Therapy (Beck, 1986,
Beck & Emery, 1985) etc. The second group grew out of Operant Behavior
Modification, now better known as Applied Behavior Analysis (e.g. Krasner,
Bandura, & Ullmann, 1965; Ullmann & Krasner, 1965).
Early
behavior therapies (Wolpe & Lazarus, 1966 ) introduced new methods
for undoing both avoidance habits and conditioned fear. A modern interpretation
of what actually happened in these therapies is that while the patient
relaxed, the feared material was presented at low intensities. The relaxation
response was to interfere with the elicited fear response. Much of the
relaxing behavior was operant in nature. The patient had to think about
something relaxing or actually to monitor the tightness of muscles and
then relax them. Patients were also taught to recall stimuli that elicited
the relaxation response. For example they might be instructed to recall
going to a happy place. Presenting the stimuli associated with relaxation
was thus cued and then the resulting behavior reinforced. Learning to relax
muscles was also an operant response that was cued and reinforced. The
learning of these new responses tended to interfere with the older fear
responses.
Previous Explanations for Why Power Therapies
Work
A number
of different explanations for why each of these particular therapies works
has been suggested. For example, Gallo (1996) has suggested that each promotes
comfort by interrupting the intensity of negative affects. He argues further
that comfort allows one to attend more easily to trauma. Comfort should
be a relevant factor. It is asserted here, that comfort alone cannot account
for the results evidenced with these therapies. There a number of therapies
that offer comfort such as supportive psychodynamic therapy that have not
been particularly effective with people suffering from fears or PTSD.
Figley
& Carbonell (1995) assert that Thought Field Therapy (TFT) invokes
a reciprocal inhibitory response that competes with and interrupts, but
does not eliminate, the conditioned stimulus. In traditional cognitive-behavioral
therapies, the reciprocal inhibitory response is a result of a sudden and
powerful relaxation stimulus. These stimuli occur during meditation, breath
work, hypnosis, warm baths, and other activities that can invoke a relaxation
response. They also elicit responses such as humor, insight, and orgasm.
If developing
a reciprocal inhibitory response were enough to reduce fear and the other
symptoms of PTSD, then the cognitive behavior therapies and desensitization
therapies discussed above would be as effective as the Power Therapies.
There might be a problem with behavior therapeutic methods that rely primarily
on reciprocal inhibition to extinguish fear. The problem maybe that
when conditioned fear stimuli are presented, powerful emotional responses
are elicited by the old brain before any reciprocal inhibition can begin
to take place or before there is any forebrain activity that could inhibit
the fear. Therefore, a more complex explanation may be required and must
consider three components: a) the level of the brain at which emotional
experiences may be learned, b) the presence of interference from competing
responses, and c) the salience or surprisingness of the new responses being
learned.
Dyck
(1993) has developed a well reasoned model for EMDR based on classical
conditioning, but so far reconditioning results (Boudewyns, et al 1997)
have not confirmed the model. My proposed model uses a similar approach
but does not assume that reconditioning of emotional arousal is the effective
mechanism. Furthermore, I suggest that an analysis based on findings from
EMDR alone does not offer a sufficient explanation for the reported success
of other Power Therapies.
Recent Learning theories
The Current Proposal for How
the Power Therapies May Work
First of all, it is important to point out that a good portion of emotional
responses, such as fear, may be learned largely at a subcortical level
(LeDoux, 1998). By contrast, the appraisal of emotions on the part of the
experiencer may be largely learned at the cortical level. The frontal lobes
at the cortical level usually intervene to interpret the firings of the
amygdala and the hippocampus at the subcortical level, which is what happens
in fear reactions, and to suppress them. My suggestion is that in PTSD
sufferers and phobias, the firings at the subcortical level preempt and
overwhelm the frontal-lobe function and, consequently, the sufferer. Power
Therapies may, then, compete with and successfully interfere with phobic
and other fear responses. They delay the conditioned stimuli from directly
eliciting fears and phobias until the frontal lobes can perform their interpretive
function.
Therapies,
including behavior therapies, involve talking about or rethinking traumatic
emotional experiences. Such talk and thought involve the cortex mainly
(LeDoux, 1998) even though they may trigger subcortical activity in the
amygdala and hippocampus. There are direct projections of neurons from
the amygdala and hippocampus into the motor area. When frontal lobe cortical
activity occurs, responses directly to the motor area are inhibited. Without
the inhibition of direct responses, talking therapies may not have much
impact on these subcortical emotions. Instead, a subcortically based mechanism
must be used.
Here,
it is argued that Power Therapies, because they are based on reflexes that
are also subcortical, have the capability of bringing about relearning
at subcortical levels. Following Figley, Bride, and Mazza, (1997), Power
Therapies may also directly affect released-action patterns elicited below
the subcortical level, such as those caused by pain from trauma or loss.
Released-action patterns may include complex chains of flight-or-fight
behaviors. The released action patterns adapt to the constraints of the
situation rather than just occur as simple reflexive activity. These flight-or-fight
patterns are commonly seen in patients who "get going" before they think
about what they are doing. The reflexive conditioning that leads to startles,
hyper-arousal, and such probably occurs below the subcortical level.
Finally, the most successful power or behavior therapies employ operant
conditioning either to establish or to re-establish healthful behaviors.
Blocking, Overshadowing, and Surprisingness
An operant
procedure introduces a new stimulus as a means of establishing a new response
to the stimuli. Applying the results of the blocking literature (e.g.,
Rescorla and Wagner, 1972), after trauma, however, the set of post-traumatic
responses may interfere with acquisition of new operant responses because
of blocking and overshadowing.
During
the 1960s, the phenomena of blocking and overshadowing were discovered.
The term overshadowing refers to two things. First, it refers to the process
of the production of a conditioned response by a given stimulus (S2) despite
the simultaneous or near simultaneous presentation(s) of other stimuli.
Second, overshadowing refers to the outcome of this process in which S2
fails to produce its own CRs. Blocking, on the other hand, is the preclusion
or stopping of the conditioning of a response to a stimulus due to the
greater prominence or salience of another stimulus. If a new stimulus is
not any more predictive of an unconditioned stimulus (respondent) or of
reinforced responding (operant), no association between the new stimulus
and the unconditioned stimulus or reinforced response is formed.
These
findings were systematized by Rescorla and Wagner (1972), who showed that
a stimulus had to be salient in order to take part in conditioning.
Blocking and attention became the cornerstone of Grossberg's (1971, 1974)
neural network models on both operant and respondent conditioning.
The following claim made here is that extension of these previous researchers:
If before such operant and respondent conditioning were attempted, the
stimuli that led to the trauma responses were overshadowed and blocked,
new conditioning would be possible.
The power therapies may, therefore, work by having one new salient stimulus
dominate an older conditioned stimulus that elicits anxiety. Rescorla
and Wagner (1972) suggest that new conditioning can take place after blocking
of one stimulus by another. Unless the new stimulus is "surprising," it
will not be salient enough to successfully compete with the older one (Anokhin,
1965). The previous conditioned stimulus will block conditioning by the
new. However, the new stimulus can be conditioned by making it prevail
over the old one in salience.
It is
necessary that the new CS's and SD's be salient enough relative to the
CS that they elicit the emotional responses that have previously blocked
learning. There are two ways to do this: a) Decrease
the saliency of the old CS by interrupting it, or b) Increase intensity
of new CS/SD. Generally, this is not feasible because it might in and of
itself elicit emotional responding because of its high intensity.
In the
theory presented here, interference does not take place while an old CS
remains more salient than the new CS/SD. It simply is blocked. Simple distraction
may not change the salience of the old CS, because it may not interfere
with the elicitive strength of the old CS. For instance, eye-movement or
tapping in these therapies does not in and of itself obliterate an old
CS. It will only interrupt it. In fact, if distraction moves attention
too far away from the old CS, conditioning of the old CS may not be possible.
Again, a stimulus must have sufficient salience--“attention-getting” strength--to
enter into the conditioning process.
Techniques
used in Power Therapies, like moving the eyes, tapping certain points on
the body, etc., are fairly "surprising." These techniques are therefore
potentially powerful elicitors of unconditioned responses and orienting
responses (Denny, 1995). These unconditioned and orienting responses may
thereby reduce the intensity of overpowering emotional responding by competing
with emotional responses. This, in conjunction with training patients in
the anxiety-reducing techniques, may be why Power Therapies work.
Overcoming Prior-Stimulus Dominance through Tapping
and Related Techniques in Power Therapies
The key to treatment is to find stimuli that dominate the old CS's and
US's that elicit fear and self-loathing. I doubt that one can entirely
block the response without also blocking the cues (SD's) and conditioned
stimuli (CS's) that evoke the conditioned fear and pain. The stimuli used
to dominate the old CS should be powerful, easy to administer, and elicit
responses that are incompatible with attending to the conditioned stimuli
that elicit fear, pain, and self-loathing responses. After overwhelming
emotional responses have been reduced in intensity, new responses may be
conditioned and new complex operant behavior becomes possible.
Compelling Features of Tapping Therapy
in Inducing Interruption and New Conditioning
Power
therapies have found just such response-generated stimuli that seem to
block the "bad old" CS's. The question is how is it to be demonstrated
that techniques, such as tapping, used in Power Therapies are more than
merely sufficient causes of interruption or relaxation? So far Callahan
(1995) and Craig (1997) may have demonstrated sufficiency in their separate
therapies of TFT and EFT, respectively.
Still to be demonstrated, however, is the general necessity or necessity
for including some specific components of TFT and EFT treatments. One way
of looking at the possible necessity would be to examine brain activity.
Brain activity has been measured during the presentation of stimuli that
elicit traumatic responses (van der Kolk, Burbridge, & Suzuki, 1997).
A test procedure utilizing brain-imaging technologies before, during, and
after the techniques described above is a desideratum for determining and
demonstrating the associated relevant state of the brain. Brain imaging
should help to: a) establish a record of electrical and chemical brain
changes that occur as a person recalls traumatic events and b) help to
confirm or disconfirm the efficacy of these or other treatments independently
of the subjective measures, such as the various versions of the SUD scale
(Wolpe, 1958). The SUDS has the patient report the degree of pain or discomfort
when a trauma is attuned or thought about, recorded in a 1 (lowest) to
10 (highest) rating. This is easily done during brain imaging because the
therapist may write down this rating in the client's presence. The SUDS,
in conjunction with brain imaging, might also help answer the question
of whether overall fearfulness decreases after treatment of specific fears.
The Operant Overlay and Behavior Modification
Aspects of Power Therapies
Although
much has been made of eye movement, tapping, and the like, as well as of
the choice of places to tap, the operant parts of the protocols, or "overlay",
have received relatively little attention. The term operant overlay refers
to the occurrence of operant conditioning while conditioned responding
is going on simultaneously or near simultaneously in the same domain (here,
a given brain). The operant conditioning may take place in a "higher" region
of the brain, for example, in the frontal lobes as opposed to in the limbic
area. Operant conditioning may provide activity, such as tapping
or eye movement, that takes precedence over the respondent conditioning
in the so-called lower regions of the brain. This is the essence of the
process of internal events that transpire in the successful application
of the Power Therapy treatments.
In the tapping
treatments, two new rule-governed behaviors (habits) are established for
every fear: a) sensory-motor activity: the patient senses fear, taps
until it decreases close to 0 on the Subjective Units of Disturbance scale
(SUDS), then moves on to the next step in the therapy protocol, and b)
approach training: patients try things they used to avoid through deliberate
and measured exposure to the fear stimulus. Both the given sensory-motor
activity and the approach training are then socially reinforced in most
of the Power Therapies.
Power
therapy practitioners have various protocols for presenting material as
well as protocols that reinforce carrying out the prescribed sensory-motor
activity. From the discussion on the Trauma-Stress email list, therapists
using any of the Power Therapies have reported that patients subsequently
engage in activities that had not been possible before the treatment. This
represents the relearning of healthful behavior. The incorporation of these
healthful behaviors and their outcomes into the treatment seems to be part
of what most successful Power Therapy practitioners do.
Summary of Future Validation Procedure
It is suggested here the assumption made here should be tested. First,
in post traumatic disorder and related problems, conditioned fear results
from exposure to aversive stimuli. Second, the firings at the subcortical
level preempt and overwhelm the frontal-lobe function and, consequently,
the sufferer. Third, Power Therapies may compete with and successfully
interfere with the overwhelming emotional responses. Fourth, the
specific actions in the therapies delay the conditioned stimuli from directly
eliciting fears and phobias until the frontal lobes can perform their interpretive
function.
In summary
and conclusion, given the crucial emphasis placed on technique by the originators,
proponents, and practitioners of these therapies, in order to test the
hypothesis presented here concerning the reason(s) for the effectiveness
of these therapies, one will need to: a) Examine analyze each therapy's
entire protocol, except for the specific prescribed sensory-motor activity,
such as eye-movement and/or tapping, and b) Carry out the steps (e.g.,
eye-movement or tapping, etc.) at non-prescribed points in the procedure
for one set of problems and prescribed points for a second set of problems
per patient. This multiple base line design will allow for a test
of relative efficacy of prescribed points. Also, it will allow for a test
the level of brain activity at which these procedures are effective.
Additionally, the use of brain-imaging technologies would serve to objectively
confirm or disconfirm the collection of SUDS ratings and changes effected
by various treatments.
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Volume 6, Issue 2, Article 5 (August 2000)